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Securities & Exchange Commission (SEC)
Securities & Exchange Commission (SEC) - Background, Issues, Bibliography;
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Investor Protection in Light of the Dodd-Frank Act
quality of regulation by the Securities and Exchange Commission (SEC). As a result, numerous provisions in Title IX address the SEC's performance;
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Climate Change Disclosure & Financial Risk
Securities and Exchange Commission (SEC). On January 27, 2010, the SEC voted to publish Commission Guidance Regarding Disclosure Related to Climate;
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Securities Litigation and Enforcement, Cases and Materials
& Exchange Commission (SEC) enforcement, criminal enforcement by the Department of Justice (DOJ), and securities arbitration. The fourth edition;
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Securities & Exchange Commission
The Securities and Exchange Commission's (SEC) Division of Enforcement (Enforcement) plays a key role in meeting the agency's;
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Collapse & Bankruptcy of MF Global
On 31 October 2011, MF Global, a large brokerage firm registered with the Securities and Exchange Commission (SEC) as a broker-dealer and;
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Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 240-End, Revised as of April 1, 2018
Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission;
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Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 200-239, Revised as of April 1, 2020
Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission;
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Code of Federal Regulations, Title 17 Commodity and Securities Exchanges 1-40, Revised as of April 1, 2020
Title 17 presents regulations governing commodities and securities exchanges. It includes the rules of Commodity Futures Trading Commission;
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Rethinking Securities Law
legislation, Securities and Exchange Commission (SEC) invocation of its administrative authority, and self-regulatory episodic action. As a;
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The Transformation of Wall Street
Commission from the perspective of a leader in securities regulation. The Transformation of Wall Street offers an in-depth look at the history;
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Capital For Keeps
more than ten of these years he was an attorney for the Securities & Exchange Commission. Since 2001, he has been in private practice;
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Conducting Business with Senior Investors
. In this context, the staff of the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) issued a report;
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The Law of Securities Regulation
is totally up to date. It is a comprehensive secondary source for the study of Securities Regulation. Coverage includes definition of security;
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Federal Securities Law and Accounting 1933-1970
appraisals of the U.S. Securities and Exchange Commission. With the rise in interest in the evolution of regulatory policy, these principal papers;
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Federal Securities Law and Accounting 1933-1970
appraisals of the U.S. Securities and Exchange Commission. With the rise in interest in the evolution of regulatory policy, these principal papers;
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Credit Rating Agency Reform
This book discusses the three amendments that the SEC Commission is proposing that would impose additional requirements on nationally;
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Das EDGAR (Electronic Data Gathering, Analysis and Retrieval) System der SEC und seine Bedeutung fur die Bereitstellung von Rechnungslegungsinformationen
der Borsenaufsichtsbehorde SEC in Washington - EDGAR. Die Abkurzung steht fur Electronic Data Gathering Analysis and Retrieval. Mittels dieser EDV-gestutzten;
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Women & Diversity
diversity. The Securities and Exchange Commission (SEC) requires companies to disclose certain information on board diversity. This book examines;
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Money, Economics & Finance
; crowd-funding and the exemption for small firms from Securities and Exchange Commission registration requirements; economic downturns and crime;
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Municipal Securities
Municipal securities are debt instruments that state and local governments typically issue to finance diverse projects. Individual;
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Financial Audit FY2019 and 2018
This book contains the results of the auditor's report of the fiscal years 2019 and 2018 financial statement of the Securities and Exchange;
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ASEAN+3 Bond Market Guide 2018
Securities and Exchange Commission of Myanmar and the Yangon Stock Exchange, and (iii) defined market participants and their activities.;
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Enforcement von IAS
Stock Exchange zu beschaffen. Die dortige Securities and Exchange Commission (SEC) fordert fur solche Unternehmen eine Rechnungslegung nach US;
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Stock Market Flash Crash of 2010
Futures Trading Commission and the Securities and Exchange Commission regarding the market events, background discussions and analyses of this;
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Climate-Related Supply Chain Risks
-related supply chain risks companies are disclosing in their Securities and Exchange Commission (SEC) filings and other channels through which;
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